Filing Details
- Accession Number:
- 0001181431-12-007612
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-09 21:53:58
- Reporting Period:
- 2012-02-07
- Filing Date:
- 2012-02-09
- Accepted Time:
- 2012-02-09 21:53:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1310114 | Servicesource International Inc. | SREV | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1195687 | S David Oppenheimer | C/O Servicesource International, Inc. 634 Second Street San Francisco CA 94107 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-07 | 30,000 | $0.00 | 30,837 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2012-02-09 | 48,140 | $4.95 | 78,977 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-09 | 15,000 | $16.48 | 63,977 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-09 | 33,140 | $16.57 | 30,837 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2012-02-07 | 25,000 | $0.00 | 25,000 | $17.36 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-02-09 | 48,140 | $0.00 | 48,140 | $4.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,000 | 2022-02-07 | No | 4 | A | Direct | |
113,410 | 2020-07-28 | No | 4 | M | Direct |
Footnotes
- The reported shares are represented by restricted stock units which vest in four equal annual installments beginning on February 7, 2013.
- Includes 837 shares acquired under the Issuer's 2011 Employee Stock Purchase Plan on August 15, 2011.
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2011.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $16.22 to $16.79 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $16.2698 to $16.80 per share.
- One-fourth of the shares subject to the option vest on February 7, 2013 and one forty-eighth of the shares vest monthly thereafter.
- One-fourth of the shares subject to the option vested on July 28, 2011 and one forty-eighth of the shares vest monthly thereafter.