Filing Details

Accession Number:
0001209191-12-008790
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-09 17:53:24
Reporting Period:
2012-02-08
Filing Date:
2012-02-09
Accepted Time:
2012-02-09 17:53:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1461993 Cempra Inc. CEMP Pharmaceutical Preparations (2834) 262644445
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1221718 Intersouth Partners Vi Lp C/O Intersouth Partners
406 Blackwell Street, Suite 200
Durham NC 27701
No No Yes No
1366571 P L Vii Partners Intersouth C/O Intersouth Partners
406 Blackwell Street, Suite 200
Durham NC 27701
No No Yes No
1416279 Dennis Dougherty C/O Intersouth Partners
406 Blackwell Street, Suite 200
Durham NC 27701
No No Yes No
1416281 Mitch Mumma C/O Intersouth Partners
406 Blackwell Street, Suite 200
Durham NC 27701
No No Yes No
1489731 Intersouth Associates Vi, Llc C/O Intersouth Partners
406 Blackwell Street, Suite 200
Durham NC 27701
No No Yes No
1489732 Intersouth Associates Vii, Llc C/O Intersouth Partners
406 Blackwell Street, Suite 200
Durham NC 27701
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-08 488,659 $6.00 1,970,729 No 4 P Indirect by by Intersouth Partners VI, L.P
Common Stock Acquisiton 2012-02-08 732,989 $6.00 1,345,558 No 4 P Indirect by Intersouth Partners VII, L.P
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by by Intersouth Partners VI, L.P
No 4 P Indirect by Intersouth Partners VII, L.P
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant $6.00 2018-08-05 15,790 15,790 Indirect
Common Stock Warrant $6.00 2018-08-05 23,686 23,686 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-08-05 15,790 15,790 Indirect
2018-08-05 23,686 23,686 Indirect
Footnotes
  1. These shares were purchased in the Issuer's initial public offering.
  2. The reportable securities are owned directly by Intersouth Partners VI, L.P. ("ISP VI"). The shares directly held by ISP VI are indirectly held by Intersouth Associates VI, LLC ("ISA VI"), as general partner of ISP VI, and each of the individual managing members of ISA VI. The individual managing members (collectively, the "ISA VI Member Managers") of ISA VI are Mitch Mumma and Dennis Dougherty. ISA VI Member Managers may share voting and dispositive power over the shares directly held by ISP VI.
  3. The reportable securities are owned directly by Intersouth Partners VII, L.P. ("ISP VII"). The shares directly held by ISP VII are indirectly held by Intersouth Associates VII, LLC ("ISA VII"), as general partner of ISP VII, and each of the individual managing members of ISA VII. The individual managing members (collectively, the "ISA VII Member Managers") of ISA VII are Mitch Mumma and Dennis Dougherty. ISA VII Member Managers may share voting and dispositive power over the shares directly held by ISP VII.
  4. Immediately.