Filing Details
- Accession Number:
- 0001209191-12-008790
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-09 17:53:24
- Reporting Period:
- 2012-02-08
- Filing Date:
- 2012-02-09
- Accepted Time:
- 2012-02-09 17:53:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1461993 | Cempra Inc. | CEMP | Pharmaceutical Preparations (2834) | 262644445 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1221718 | Intersouth Partners Vi Lp | C/O Intersouth Partners 406 Blackwell Street, Suite 200 Durham NC 27701 | No | No | Yes | No | |
1366571 | P L Vii Partners Intersouth | C/O Intersouth Partners 406 Blackwell Street, Suite 200 Durham NC 27701 | No | No | Yes | No | |
1416279 | Dennis Dougherty | C/O Intersouth Partners 406 Blackwell Street, Suite 200 Durham NC 27701 | No | No | Yes | No | |
1416281 | Mitch Mumma | C/O Intersouth Partners 406 Blackwell Street, Suite 200 Durham NC 27701 | No | No | Yes | No | |
1489731 | Intersouth Associates Vi, Llc | C/O Intersouth Partners 406 Blackwell Street, Suite 200 Durham NC 27701 | No | No | Yes | No | |
1489732 | Intersouth Associates Vii, Llc | C/O Intersouth Partners 406 Blackwell Street, Suite 200 Durham NC 27701 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-08 | 488,659 | $6.00 | 1,970,729 | No | 4 | P | Indirect | by by Intersouth Partners VI, L.P |
Common Stock | Acquisiton | 2012-02-08 | 732,989 | $6.00 | 1,345,558 | No | 4 | P | Indirect | by Intersouth Partners VII, L.P |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by by Intersouth Partners VI, L.P |
No | 4 | P | Indirect | by Intersouth Partners VII, L.P |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | $6.00 | 2018-08-05 | 15,790 | 15,790 | Indirect | |
Common Stock | Warrant | $6.00 | 2018-08-05 | 23,686 | 23,686 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-08-05 | 15,790 | 15,790 | Indirect |
2018-08-05 | 23,686 | 23,686 | Indirect |
Footnotes
- These shares were purchased in the Issuer's initial public offering.
- The reportable securities are owned directly by Intersouth Partners VI, L.P. ("ISP VI"). The shares directly held by ISP VI are indirectly held by Intersouth Associates VI, LLC ("ISA VI"), as general partner of ISP VI, and each of the individual managing members of ISA VI. The individual managing members (collectively, the "ISA VI Member Managers") of ISA VI are Mitch Mumma and Dennis Dougherty. ISA VI Member Managers may share voting and dispositive power over the shares directly held by ISP VI.
- The reportable securities are owned directly by Intersouth Partners VII, L.P. ("ISP VII"). The shares directly held by ISP VII are indirectly held by Intersouth Associates VII, LLC ("ISA VII"), as general partner of ISP VII, and each of the individual managing members of ISA VII. The individual managing members (collectively, the "ISA VII Member Managers") of ISA VII are Mitch Mumma and Dennis Dougherty. ISA VII Member Managers may share voting and dispositive power over the shares directly held by ISP VII.
- Immediately.