Home > Insider Trading > Filing (0001104659-12-008208)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1282631	Netlist Inc	NLST	Semiconductors & Related Devices (3674)	954812784

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1422990	M Gail Sasaki	51 Discovery, Suite 150 Irvine CA 92618	Vice President And Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2012-02-07	10,625	$0.29	23,750	No	4	M	Direct
Common Stock	Acquisiton	2012-02-07	10,000	$0.33	33,750	No	4	M	Direct
Common Stock	Disposition	2012-02-07	10,625	$4.00	23,125	No	4	S	Direct
Common Stock	Disposition	2012-02-07	10,000	$4.00	13,125	No	4	S	Direct
Common Stock	Disposition	2012-02-07	3,750	$4.00	9,375	No	4	S	Direct
Common Stock	Acquisiton	2012-02-08	13,486	$0.33	22,861	No	4	M	Direct
Common Stock	Disposition	2012-02-08	13,486	$4.20	9,375	No	4	S	Direct
Common Stock	Acquisiton	2012-02-09	7,764	$0.33	17,139	No	4	M	Direct
Common Stock	Acquisiton	2012-02-09	22,343	$1.93	39,482	No	4	M	Direct
Common Stock	Disposition	2012-02-09	7,764	$4.20	31,718	No	4	S	Direct
Common Stock	Disposition	2012-02-09	22,343	$4.20	9,375	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-02-07	10,625	$0.00	10,625	$0.29
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-02-07	10,000	$0.00	10,000	$0.33
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-02-08	13,486	$0.00	13,486	$0.33
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-02-09	7,764	$0.00	7,764	$0.33
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-02-09	22,343	$0.00	22,343	$1.93

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,250	2018-11-20	No	4	M	Direct
40,000	2019-06-10	No	4	M	Direct
26,514	2019-06-10	No	4	M	Direct
18,750	2019-06-10	No	4	M	Direct
2,657	2017-09-04	No	4	M	Direct

Footnotes

Sales reported were effected pursuant to a Rule 10b-5-1 trading plan previously adopted by the reporting person.
Exercise of stock option and same day sale of underlying common shares pursuant to the Amended and Restated 2006 Equity Incentive Plan of Netlist, Inc.
The option vests in sixteen (16) equal quarterly installments through November 14, 2012.
The option vests in sixteen (16) equal quarterly installments through June 10, 2013.
The option vested in four (4) equal annual installments through September 4, 2011 and is fully vested.