Filing Details
- Accession Number:
- 0001251109-12-000009
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2012-02-09 11:30:38
- Reporting Period:
- 2011-12-31
- Filing Date:
- 2012-02-09
- Accepted Time:
- 2012-02-09 11:30:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1162283 | Morgan Group Holding Co | MGHL | Blank Checks (6770) | 134196940 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1005385 | /Ny P Walter Carucci | C/O Carr Securities Corp 14 Vanderventer Avenue, Suite 210 Port Washington NY 11050 | No | No | Yes | Yes | |
| 1240139 | Bernard Zimmerman | 18 High Meadow Rd Weston CT 06883 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Disposition | 2011-06-17 | 5,000 | $0.14 | 219,489 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2011-09-09 | 10,000 | $0.15 | 219,489 | No | 4 | P | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2011-10-27 | 3,500 | $0.13 | 219,489 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- This amount includes 182,763 shares of the Issuer owned by Walter P. Carucci individually, 33,200 shares owned by Uncle Mills Partners, of which Mr. Carucci is a partner, and 3526 shares owned by Carr Securities Corporation, of which Mr. Carucci is the President. Mr. Carucci and Bernard Zimmerman & Company, Inc., the other Reporting Person for this Group filing, collectively own 435,589 shares of the Issuer.
- By Walter P. Carucci.
Billionaire Hedge Funds
