Filing Details
- Accession Number:
- 0001181431-12-006878
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-08 18:07:47
- Reporting Period:
- 2012-02-06
- Filing Date:
- 2012-02-08
- Accepted Time:
- 2012-02-08 18:07:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1078075 | Netscout Systems Inc | NTCT | Services-Computer Integrated Systems Design (7373) | 042837575 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1232882 | P David Sommers | C/O Netscout Systems, Inc. 310 Littleton Road Westford MA 01886 | Executive Vice-Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-06 | 17,500 | $0.00 | 193,140 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-06 | 5,724 | $20.93 | 187,416 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2012-02-07 | 25,000 | $4.22 | 212,416 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-07 | 25,000 | $21.12 | 187,416 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2012-02-06 | 17,500 | $0.00 | 17,500 | $0.00 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-02-07 | 25,000 | $0.00 | 25,000 | $4.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
53,663 | 2012-02-06 | No | 4 | M | Direct | |
0 | 2012-07-17 | No | 4 | M | Direct |
Footnotes
- The shares of Common Stock were acquired upon the vesting of certain Restricted Stock Units previously granted to the reporting person.
- Price is N/A.
- 2,500 of these shares are held by a trust in which the reporting person has a pecuniary interest.
- The shares of Common Stock were withheld by the Company to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units. The withheld shares were returned to treasury.
- Represents the closing price of the Company's Common Stock on February 3, 2012.
- Option was exercised and related Common stock was sold pursuant to a 10b5-1 plan.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share; the actual sales price per share ranged from $20.98 to $21.22.
- Date is N/A.
- Option vested over three years in equal quarterly installments. The initial portion of the option grant initially became exercisable on September 13, 2003, and the remainder vested in equal quarterly installments thereafter.