Filing Details
- Accession Number:
- 0000919574-12-000500
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-08 17:25:09
- Reporting Period:
- 2012-02-06
- Filing Date:
- 2012-02-08
- Accepted Time:
- 2012-02-08 17:25:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
899297 | Opti Inc | OPTI.OB | Semiconductors & Related Devices (3674) | 770220697 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1138996 | S. Muoio & Co. Llc | 509 Madison Avenue Suite 406 New York NY 10022 | No | No | Yes | No | |
1259267 | Muoio Salvatore | C/O S. Muoio &Amp; Co. Llc 509 Madison Avenue, Suite 406 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-06 | 2,000 | $1.62 | 4,094,088 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2012-02-07 | 3,000 | $1.59 | 4,097,088 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- These securities are held in the accounts of several investment partnerships and investment funds (collectively, the "Investment Vehicles") for which S. Muoio & Co. LLC ("SMC") serves as either general partner or investment manager. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by the Investment Vehicles by virtue of SMC's position as general partner or investment manager of the Investment Vehicles and Mr. Muoio's status as the managing member of SMC.