Filing Details
- Accession Number:
- 0001001250-12-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-08 16:33:45
- Reporting Period:
- 2012-02-06
- Filing Date:
- 2012-02-08
- Accepted Time:
- 2012-02-08 16:33:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1206140 | Cedric Prouve | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Group President, International | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-02-06 | 41,668 | $26.42 | 133,324 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2012-02-06 | 90,000 | $17.00 | 223,324 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2012-02-06 | 131,668 | $57.36 | 91,656 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option (right to buy) | Disposition | 2012-02-06 | 41,668 | $0.00 | 41,668 | $26.42 |
Class A Common Stock | Option (right to buy) | Disposition | 2012-02-06 | 90,000 | $0.00 | 90,000 | $17.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-01-01 | 2018-09-26 | No | 4 | M | Direct |
45,000 | 2011-01-01 | 2019-09-26 | No | 4 | M | Direct |
Footnotes
- Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 41,666 shares exercisable from and after January 1, 2010; 41,666 shares exercisable from and after January 1, 2011; and 41,668 shares exercisable from and after January 1, 2012. This option was previously reported as covering 20,833 shares exercisable from and after January 1, 2010; 20,833 shares exercisable from and after January 1, 2011; and 20,834 shares exercisable from and after January 1, 2012 at an exercise price of $52.83 per share, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.
- Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 45,000 shares exercisable from and after January 1, 2011; 45,000 shares exercisable from and after January 1, 2012; and 45,000 shares exercisable from and after January 1, 2013. This option was previously reported as covering 22,500 shares exercisable from and after January 1, 2011; 22,500 shares exercisable from and after January 1, 2012; and 22,500 shares exercisable from and after January 1, 2013 at an exercise price of $34.00 per share, but whas been adjusted in this report to reflect the stock split that occurred on January 20, 2012.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $57.09 to $57.61 per share, inclusive.
- On January 20, 2012, the Class A Common Stock of the Issuer split 2-for-1, resulting in the reporting person's ownership of 45,828 additional shares of Class A Common Stock.
- Not Applicable
- The Reporting Person also has options to purchase at various prices 240,844 shares of Class A Common Stock, 50,334 of which are currently exercisable.