Filing Details
- Accession Number:
- 0001101215-12-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-08 16:04:15
- Reporting Period:
- 2012-02-06
- Filing Date:
- 2012-02-08
- Accepted Time:
- 2012-02-08 16:04:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1101215 | Alliance Data Systems Corp | ADS | Services-Business Services, Nec (7389) | 311429215 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241732 | M Lawrence Benveniste | 7500 Dallas Parkway, Suite 700 Plano TX 75024 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-02-06 | 1,695 | $116.22 | 9,080 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-06 | 3,724 | $41.77 | 12,804 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-06 | 3,724 | $116.02 | 9,080 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-06 | 1,000 | $36.88 | 10,080 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-06 | 1,000 | $116.06 | 9,080 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-02-06 | 3,724 | $0.00 | 3,724 | $41.77 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-02-06 | 1,000 | $0.00 | 1,000 | $36.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,059 | 2014-07-01 | No | 4 | M | Direct | |
5,059 | 2015-06-10 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.18 to $116.24, inclusive. The reporting person undertakes to provide to Alliance Data Systems Corporation, any security holder of Alliance Data Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.96 to $116.06, inclusive.
- The total amount of securities beneficially owned includes: (a) 2,388 unvested restricted stock units granted 7/1/08; (b) 3,333 unvested restricted stock units granted 7/1/09; (c) 2,024 unvested restricted stock units granted 6/30/2010; and (d) 1,335 unvested restricted stock units granted 6/30/11.
- This is an employee stock option grant that is fully vested.
- The total number of derivative securities beneficially owned includes: (a) an option for 2,547 shares out of an original 3,547 shares granted 6/10/05, which is fully vested; and (b) an option for 2,512 shares granted 6/12/06, which is fully vested.