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Filing Details

Accession Number:: 0001181431-12-006620
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-02-07 20:06:31
Reporting Period:: 2012-02-03

Filing Date:: 2012-02-07
Accepted Time:: 2012-02-07 20:06:31
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1392380	Gevo Inc.	GEVO	Industrial Organic Chemicals (2860)	870747704

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1511490	David Black	C/O Cdp Gevo, Llc 3811 Turtle Creek Blvd., Suite 750 Dallas TX 75219	Evp, Upstream Business Dev.	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-02-03	1,298	$2.70	1,298	No	4	X	Indirect	By LLC
Common Stock	Disposition	2012-02-03	395	$8.87	903	No	4	S	Indirect	By LLC
Common Stock	Disposition	2012-02-03	903	$10.00	0	No	4	S	Indirect	By LLC
Common Stock	Acquisiton	2012-02-06	7,573	$2.70	7,573	No	4	X	Indirect	By LLC
Common Stock	Disposition	2012-02-06	2,241	$9.13	5,332	No	4	S	Indirect	By LLC
Common Stock	Disposition	2012-02-06	5,332	$10.00	0	No	4	S	Indirect	By LLC
Common Stock	Acquisiton	2012-02-07	5,577	$2.70	5,577	No	4	X	Indirect	By LLC
Common Stock	Disposition	2012-02-07	1,603	$9.40	3,974	No	4	S	Indirect	By LLC
Common Stock	Disposition	2012-02-07	3,974	$10.00	0	No	4	S	Indirect	By LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	X	Indirect	By LLC
No	4	S	Indirect	By LLC
No	4	S	Indirect	By LLC
No	4	X	Indirect	By LLC
No	4	S	Indirect	By LLC
No	4	S	Indirect	By LLC
No	4	X	Indirect	By LLC
No	4	S	Indirect	By LLC
No	4	S	Indirect	By LLC

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants (right to buy)	Disposition	2012-02-03	1,298	$0.00	1,298	$2.70
Common Stock	Warrants (right to buy)	Disposition	2012-02-06	7,573	$0.00	7,573	$2.70
Common Stock	Warrants (right to buy)	Disposition	2012-02-07	5,577	$0.00	5,577	$2.70

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
856,702	2009-09-21	2016-09-21	No	4	X	Indirect
849,129	2009-09-21	2016-09-21	No	4	X	Indirect
843,552	2009-09-21	2016-09-21	No	4	X	Indirect

Footnotes

The shares of common stock were issued to CDP Gevo, LLC. CDP Gevo, LLC is beneficially owned 50% by David Black and 50% by Michael Slaney, each of whom may be held to have voting and dispositive power over 100% of the shares held by CDP Gevo, LLC. The reporting person disclaims beneficial ownership of shares held by CDP Gevo, LLC except to the extent of his pecuniary interest therein.
On February 3, 2012, CDP Gevo, LLC exercised a warrant to purchase 1,298 shares of the Issuer's common stock for $2.70 per share. CDP Gevo, LLC paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 395 of the warrant shares to pay the exercise price and issuing to CDP Gevo, LLC the remaining 903 shares. The Issuer also paid a negligible amount to CDP Gevo, LLC in lieu of a fractional share.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2011.
On February 6, 2012, CDP Gevo, LLC exercised a warrant to purchase 7,573 shares of the Issuer's common stock for $2.70 per share. CDP Gevo, LLC paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 2,241 of the warrant shares to pay the exercise price and issuing to CDP Gevo, LLC the remaining 5,332 shares. The Issuer also paid a negligible amount to CDP Gevo, LLC in lieu of a fractional share.
On February 7, 2012, CDP Gevo, LLC exercised a warrant to purchase 5,577 shares of the Issuer's common stock for $2.70 per share. CDP Gevo, LLC paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 1,603 of the warrant shares to pay the exercise price and issuing to CDP Gevo, LLC the remaining 3,974 shares. The Issuer also paid a negligible amount to CDP Gevo, LLC in lieu of a fractional share.
This warrant was issued to CDP Gevo, LLC. CDP Gevo, LLC is beneficially owned 50% by David Black and 50% by Michael Slaney, each of whom may be held to have voting and dispositive power over 100% of the shares held by CDP Gevo, LLC. The reporting person disclaims beneficial ownership of shares held by CDP Gevo, LLC except to the extent of his pecuniary interest therein.