Filing Details
- Accession Number:
- 0001181431-12-006607
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-07 19:23:08
- Reporting Period:
- 2012-02-03
- Filing Date:
- 2012-02-07
- Accepted Time:
- 2012-02-07 19:23:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1354217 | Volcano Corp | VOLC | Electromedical & Electrotherapeutic Apparatus (3845) | 330928885 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1106621 | E Michel Lussier | C/O Volcano Corporation 3661 Valley Centre Drive, Suite 200 San Diego CA 92130 | Group President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-03 | 5,625 | $0.00 | 17,647 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-05 | 3,585 | $0.00 | 21,232 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-06 | 2,009 | $28.79 | 19,223 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-07 | 1,359 | $28.30 | 17,864 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2012-02-03 | 5,625 | $0.00 | 5,625 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2012-02-05 | 3,585 | $0.00 | 3,585 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,625 | No | 4 | M | Direct | ||
| 7,170 | No | 4 | M | Direct |
Footnotes
- Pursuant to an instruction that complies with the provisions of Rule 10b5-1.
- The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $28.28 to $28.33, inclusive. The reporting person undertakes to provide to Volcano Corporation, any security holder of Volcano Corporation, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) of this Form 4.
- Remaining restricted units vest on 2/3/2013, contingent upon continuous service.
- 1/2 of the remaining restricted units vest on 2/5/2013 and 2/5/2014, contingent upion continuous service.
Billionaire Hedge Funds
