Filing Details
- Accession Number:
- 0000095052-12-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-07 18:26:02
- Reporting Period:
- 2012-02-03
- Filing Date:
- 2012-02-07
- Accepted Time:
- 2012-02-07 18:26:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 95052 | Elizabeth Arden Inc | RDEN | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 590914138 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229134 | B Joel Ronkin | C/O Elizabeth Arden, Inc. 2400 Sw 145 Avenue, 2Nd Floor Miramar FL 33027 | Evp, Gm - North America | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Disposition | 2011-12-30 | 550 | $0.00 | 130,261 | No | 5 | G | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2012-02-03 | 6,250 | $11.33 | 136,511 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2012-02-03 | 6,250 | $39.00 | 130,261 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2012-02-06 | 10,000 | $13.04 | 140,261 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2012-02-06 | 9,800 | $38.17 | 130,461 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2012-02-06 | 200 | $39.12 | 130,261 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2012-02-03 | 6,250 | $0.00 | 6,250 | $11.33 |
| Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2012-02-06 | 10,000 | $0.00 | 10,000 | $13.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-03-22 | 2012-03-22 | No | 4 | M | Direct |
| 0 | 2003-06-25 | 2013-06-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.01 Par Value | 500 | Indirect | thru Trust |
Footnotes
- Gift to Donor-advised Charitable Fund.
- Cashless exercise and sale of a stock option expiring on March 22, 2012, pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on March 7, 2011.
- Cashless exercise and sale of a stock option expiring on June 25, 2013.
- Reflects the weighted average price of 9,800 shares of common stock of the Issuer sold by the Reporting Person in multiple transactions on February 6, 2012 with the sale price ranging from $37.92 to $38.85 per share. The Reporting Person undertakes to provide upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 200 shares of common stock of the Issuer sold by the Reporting Person in multiple transactions on February 6, 2012 with the sale price ranging from $39.11 to $39.12 per share. The Reporting Person undertakes to provide upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Total includes 12,700 shares of common stock issuable upon the vesting of service-based restricted stock units that will vest in equal thirds over a three-year period on the dates that are two business days following the public announcement of the Issuer's financial results for the fiscal years ending June 30, 2012, 2013 and 2014 (each a "Vesting Date"), but only if the Reporting Person is still employed with the Issuer on the applicable Vesting Date.
- Shares of common stock held in a trust, of which Mr. Ronkin is the Trustee, for the benefit of one of Mr. Ronkin's children.
- Stock option vested in three installments on March 22, 2003, March 22, 2004 and March 22, 2005.
- Stock option vested in three installments on June 25, 2004, June 25, 2005 and June 25, 2006.
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