Filing Details
- Accession Number:
- 0001181431-12-006550
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-07 18:00:11
- Reporting Period:
- 2012-02-03
- Filing Date:
- 2012-02-07
- Accepted Time:
- 2012-02-07 18:00:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122904 | Netgear Inc | NTGR | Telephone & Telegraph Apparatus (3661) | 770419172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1257008 | Cs Patrick Lo | Netgear, Inc. 350 E. Plumeria Dr. San Jose CA 95134 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-03 | 10,000 | $11.41 | 58,704 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-03 | 10,000 | $43.00 | 49,331 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-02-03 | 10,000 | $0.00 | 10,000 | $11.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 90,000 | 2019-01-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 45,430 | Indirect | See footnote |
| Common Stock | 41,939 | Indirect | See footnote |
| Common Stock | 196,414 | Indirect | See footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $22.68 | 2016-05-23 | 100,000 | 100,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $29.23 | 2017-01-12 | 100,000 | 100,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $28.79 | 2018-01-11 | 100,000 | 100,000 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 5,000 | 5,000 | Direct | ||
| Common Stock | Employee Stock Option (Right to Buy) | $21.10 | 2020-02-02 | 100,000 | 100,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $20.80 | 2020-06-13 | 40,000 | 40,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | 100,000 | 100,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $33.15 | 2021-04-26 | 40,000 | 40,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-05-23 | 100,000 | 100,000 | Direct |
| 2017-01-12 | 100,000 | 100,000 | Direct |
| 2018-01-11 | 100,000 | 100,000 | Direct |
| 5,000 | 5,000 | Direct | |
| 2020-02-02 | 100,000 | 100,000 | Direct |
| 2020-06-13 | 40,000 | 40,000 | Direct |
| 2021-02-03 | 100,000 | 100,000 | Direct |
| 2021-04-26 | 40,000 | 40,000 | Direct |
Footnotes
- The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99.
- The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.
- 25% of the option grant is exercisable on 5/23/2007, and 1/48 of the option grant is exercisable each month thereafter.
- Converts to common stock on a one for one basis.
- Not applicable.
- 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.
- Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013.
- The shares are held by the Patrick C.S. Lo 2009 Grantor Retained Annuity Trust.
- 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the shares subject to the option shall vest twelve months on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
- 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
- The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2011.
- Includes 627 shares acquired under the NTGR Employee Stock Purchase Plan on January 31, 2012.
Billionaire Hedge Funds
