Filing Details
- Accession Number:
- 0001179110-12-001986
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-07 17:51:01
- Reporting Period:
- 2012-02-03
- Filing Date:
- 2012-02-07
- Accepted Time:
- 2012-02-07 17:51:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 2491 | Bally Technologies Inc. | BYI | Services-Prepackaged Software (7372) | 880104066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194694 | Mark Lerner | 6601 S. Bermuda Road Las Vegas 89119 | Svp, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 Per Share | Disposition | 2012-02-03 | 996 | $46.36 | 10,677 | No | 4 | S | Direct | |
| Common Stock, Par Value $.10 Per Share | Acquisiton | 2012-02-03 | 3,750 | $19.47 | 14,427 | No | 4 | M | Direct | |
| Common Stock, Par Value $.10 Per Share | Disposition | 2012-02-03 | 3,750 | $45.75 | 10,677 | No | 4 | S | Direct | |
| Common Stock, Par Value $.10 Per Share | Acquisiton | 2012-02-03 | 7,500 | $23.04 | 18,177 | No | 4 | M | Direct | |
| Common Stock, Par Value $.10 Per Share | Disposition | 2012-02-03 | 7,500 | $45.93 | 10,677 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock Par Value $.10 Per Share | Employee Stock Options (Right to Buy) | Disposition | 2012-02-03 | 3,750 | $0.00 | 3,750 | $19.47 |
| Common Stock, Par Value $.10 Per Share | Employee Stock Options (Right to Buy) | Disposition | 2012-02-03 | 7,500 | $0.00 | 7,500 | $23.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-10-25 | 2016-10-25 | No | 4 | M | Direct |
| 0 | 2015-10-17 | No | 4 | M | Direct |
Footnotes
- The transaction was executed in multiple trades at prices from $45.75 to $45.76. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices from $45.76 to $46.08. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Granted as compensation for services.
- The options vest as follows: (i) 5,000 on October 17, 2010; (ii) 2,500 on October 17, 2011; and, (iii) 2,500 on October 17, 2012.
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