Filing Details
- Accession Number:
- 0001225208-12-003237
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-07 17:31:30
- Reporting Period:
- 2012-02-03
- Filing Date:
- 2012-02-07
- Accepted Time:
- 2012-02-07 17:31:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184185 | Geraud Darnis | One Financial Plaza Hartford CT 06101 | Pres. & Ceo, Utc Climate, Cont | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-03 | 30,000 | $31.71 | 111,701 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-03 | 0 | $81.17 | 111,701 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-03 | 30,000 | $80.89 | 81,701 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-06 | 16,728 | $80.57 | 98,429 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2012-02-06 | 7,229 | $80.57 | 91,200 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-03 | 30,000 | $0.00 | 30,000 | $31.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-01-02 | 2013-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock (Career Restricted) | 4,224 | Direct | |
| Common Stock | 9,699 | Indirect | By Savings Plan Trustee |
| Common Stock | 27,124 | Indirect | By Trust |
Footnotes
- The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.
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