Filing Details

Accession Number:
0001246360-12-000711
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-07 17:20:20
Reporting Period:
2012-02-03
Filing Date:
2012-02-07
Accepted Time:
2012-02-07 17:20:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929940 Aspen Technology Inc AZPN Services-Computer Programming Services (7371) 042739697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1467828 P. Mark Sullivan Aspen Technology, Inc.
200 Wheeler Road
Burlington MA 01803
Evp & Cfo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-03 3,094 $10.93 130,892 No 4 M Direct
Common Stock Disposition 2012-02-03 3,094 $20.33 127,798 No 4 S Direct
Common Stock Disposition 2012-02-03 3,156 $20.34 124,642 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-02-03 3,094 $0.00 3,094 $10.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
30,938 2017-08-01 No 4 M Direct
Footnotes
  1. The option, representing a right to purchase a total of 49,500 shares, was granted at the exercise price of $10.93 and vests in 16 quarterly installments on the last business day of each consecutive quarter beginning on September 30, 2010. On May 13, 2011, the option was exercised as to 9,281 shares. On August 26, 2011, the option was exercised as to 3,094 shares. On November 30, 2011, the option was exercised as to 3,093 shares.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.14 to $20.58, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.175 to $20.57, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.