Filing Details

Accession Number:
0001246360-12-000710
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-07 17:20:13
Reporting Period:
2012-02-03
Filing Date:
2012-02-07
Accepted Time:
2012-02-07 17:20:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929940 Aspen Technology Inc AZPN Services-Computer Programming Services (7371) 042739697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1332920 G F Hammond Aspen Technology, Inc.
200 Wheeler Road
Burlington MA 01803
Svp & General Counsel No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-03 15,000 $5.27 80,716 No 4 M Direct
Common Stock Disposition 2012-02-03 15,000 $20.37 65,716 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-02-03 15,000 $0.00 100,000 $5.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
42,221 2015-09-14 No 4 M Direct
Footnotes
  1. The option, representing a right to purchase 100,000 shares, became exercisable as follows: 15,000 shares September 15, 2005; 5,000 shares on October 1, 2005; 15,000 shares on November 9, 2005; and the remaining 65,000 shares became exercisable in 13 consecutive equal quarterly installments beginning December 31, 2005. The option was exercised as to 15,000 shares on February 9, 2011, 11,219 shares on May 9, 2011, 3,781 shares on May 10, 2011 and 12,779 shares on June 30, 2011.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.155 to $20.62, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.