Filing Details
- Accession Number:
- 0001140361-12-005862
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-07 15:06:11
- Reporting Period:
- 2012-02-03
- Filing Date:
- 2012-02-07
- Accepted Time:
- 2012-02-07 15:06:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
921557 | Republic Bancorp Inc | RBCAA | State Commercial Banks (6022) | 610862051 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1078588 | Scott Trager | 601 West Market Street Louisville KY 40202 | Vice Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2012-02-03 | 3,900 | $25.35 | 155,992 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 18,919 | Indirect | by Teebank Family Limited Partnership |
Class A Common Stock | 1,981 | Indirect | By Jaytee Properties Limited Partnership |
Class A Common Stock | 39,790 | Indirect | by 401(k) Plan |
Class A Common Stock | 51,697 | Indirect | By Trager Family Irrevocable Trust |
Class A Common Stock | 4,229 | Indirect | By ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | $20.71 | 2011-05-16 | 2012-05-15 | 4,410 | 4,410 | Direct |
Class A Common Stock | Employee Stock Option (right to buy) | $23.87 | 2011-12-08 | 2012-12-07 | 2,625 | 2,625 | Direct |
Class A Common Stock | Employee Stock Option (right to buy) | $23.87 | 2012-12-08 | 2013-12-07 | 2,625 | 2,625 | Direct |
Class A Common Stock | Employee Stock Option (right to buy) | $19.89 | 2013-11-19 | 2014-11-18 | 7,500 | 7,500 | Direct |
Class A Common Stock | Employee Stock Option (right to buy) | $19.89 | 2014-11-19 | 2015-11-18 | 7,500 | 7,500 | Direct |
Class A Common Stock | Class B Common Stock | $0.00 | 29,488 | 29,488 | Direct | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,481 | 2,481 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 444 | 444 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 4,107 | 4,107 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,190 | 1,190 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-05-15 | 4,410 | 4,410 | Direct |
2012-12-07 | 2,625 | 2,625 | Direct |
2013-12-07 | 2,625 | 2,625 | Direct |
2014-11-18 | 7,500 | 7,500 | Direct |
2015-11-18 | 7,500 | 7,500 | Direct |
29,488 | 29,488 | Direct | |
2,481 | 2,481 | Indirect | |
444 | 444 | Indirect | |
4,107 | 4,107 | Indirect | |
1,190 | 1,190 | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.1705 to $25.86, inclusive. The reporting person undertakes to provide Republic Bancorp, Inc., any security holder of Republic Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- Includes 384.494 shares of Class A Common Stock acquired under the Republic Bancorp dividend reinvestment plan. Since the date of the reporting person's last ownership report, he transferred 6,070 shares of Class A Common Stock to his ex-wife pursuant to a domestic relations order.
- Teebank Family Limited Partnership is a family limited partnership of which the reporting person is a limited partner.
- Jaytee Properties Limited Partnership is a family limited partnership of which the reporting person is a limited partner.
- Includes 406.952 shares of Class A Common Stock acquired under the Issuer's 401(k) plan, based on information provided by the plan trustee.
- Trager Family Irrevocable Trust is a family trust of which the reporting person is a co-trustee and a beneficiary.
- Conversion from Class B Common Stock to Class A Common Stock is on a share for share basis.
- Immediate.
- None.