Filing Details
- Accession Number:
- 0001140361-12-005827
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-07 14:18:21
- Reporting Period:
- 2012-02-03
- Filing Date:
- 2012-02-07
- Accepted Time:
- 2012-02-07 14:18:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1043961 | Transgenomic Inc | TBIO.OB | Laboratory Analytical Instruments (3826) | 911789357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1509511 | Ii Doit Koppler | C/O Third Security, Llc 1881 Grove Avenue Radford VA 24141 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-03 | 35,000 | $0.00 | 50,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to Purchase Shares of Common Stock | Acquisiton | 2012-02-03 | 17,500 | $0.00 | 17,500 | $1.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,500 | 2017-02-02 | No | 4 | A | Direct |
Footnotes
- Mr. Koppler purchased 35,000 Units for $1.00 per Unit. Each Unit consists of one (1) share of Common Stock and a Warrant to Purchase 0.5 shares of Common Stock at an exercise price of $1.25 per share.
- These warrants are exercisable immediately upon issuance.
Billionaire Hedge Funds
