Filing Details
- Accession Number:
- 0001209191-12-008064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-07 13:56:54
- Reporting Period:
- 2012-02-03
- Filing Date:
- 2012-02-07
- Accepted Time:
- 2012-02-07 13:56:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 108312 | Woodward Inc. | WWD | Electrical Industrial Apparatus (3620) | 361984010 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1113706 | A Thomas Gendron | 1000 E. Drake Road Fort Collins CO 80525 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Acquisiton | 2012-02-03 | 60,000 | $7.95 | 167,049 | No | 4 | M | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2012-02-03 | 60,000 | $45.62 | 107,049 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2012-02-03 | 60,000 | $0.00 | 60,000 | $7.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-10-07 | 2012-10-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Woodward, Inc. Common Stock | 17,430 | Indirect | By Woodward Retirement Savings Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $7.74 | 2004-11-21 | 2013-11-21 | 144,000 | 144,000 | Direct |
| Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $11.91 | 2005-11-24 | 2014-11-24 | 120,000 | 120,000 | Direct |
| Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $13.50 | 2006-11-23 | 2015-11-23 | 120,000 | 120,000 | Direct |
| Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $18.49 | 2007-11-15 | 2016-11-15 | 174,000 | 174,000 | Direct |
| Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $32.73 | 2008-11-16 | 2017-11-16 | 90,000 | 90,000 | Direct |
| Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $18.67 | 2009-11-24 | 2018-11-24 | 62,000 | 62,000 | Direct |
| Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $23.18 | 2010-10-01 | 2019-10-01 | 125,000 | 125,000 | Direct |
| Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $32.04 | 2011-10-01 | 2020-10-01 | 155,000 | 155,000 | Direct |
| Woodward, Inc. Common Stock | Nonqualified Stock Option (right to buy) | $25.57 | 2012-10-03 | 2021-10-03 | 160,000 | 160,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-11-21 | 144,000 | 144,000 | Direct |
| 2014-11-24 | 120,000 | 120,000 | Direct |
| 2015-11-23 | 120,000 | 120,000 | Direct |
| 2016-11-15 | 174,000 | 174,000 | Direct |
| 2017-11-16 | 90,000 | 90,000 | Direct |
| 2018-11-24 | 62,000 | 62,000 | Direct |
| 2019-10-01 | 125,000 | 125,000 | Direct |
| 2020-10-01 | 155,000 | 155,000 | Direct |
| 2021-10-03 | 160,000 | 160,000 | Direct |
Footnotes
- The information in this report regarding the number of shares held by Mr. Gendron in the Woodward Retirement Savings Plan is based on a calculation as of February 3, 2012.
- Options, which expire in October 2012, became exercisable at the rate of 25% per year beginning October 7, 2003
- Options become exercisable at a rate of 25% per year beginning on the exercisable date shown.
Billionaire Hedge Funds
