Filing Details
- Accession Number:
- 0001127602-12-004305
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-07 12:25:22
- Reporting Period:
- 2012-01-30
- Filing Date:
- 2012-02-07
- Accepted Time:
- 2012-02-07 12:25:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
808326 | Emcore Corp | EMKR | Semiconductors & Related Devices (3674) | 222746503 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1511120 | Alfredo Gomez | 10420 Research Road Se Albuquerque NM 87123 | Gen. Counsel And Corp. Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Emcore Common Stock | Disposition | 2012-01-30 | 7,690 | $1.12 | 97,962 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Emcore Common Stock | 55,954 | Indirect | By Trust 401(k) |
Footnotes
- Includes 83,333 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, 33,333 vesting in two equal annual installments beginning on January 28, 2013 and 50,000 vesting in three equal annual installments beginning on May 3, 2012.
- Shares attributable to EMCORE Corporation 401(k) account as of December 31, 2011.
- Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $1.06 to $1.12 per share. The reporting person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.