Filing Details

Accession Number:
0001437749-12-001134
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-06 19:25:29
Reporting Period:
2012-02-01
Filing Date:
2012-02-06
Accepted Time:
2012-02-06 19:25:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138830 Authentec Inc AUTH Semiconductors & Related Devices (3674) 593521332
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403688 Scott F Moody C/O Authentec, Inc.
100 Rialto Place, Suite 100
Melbourne FL 32901
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-01 7,230 $0.20 185,685 No 4 M Direct
Common Stock Disposition 2012-02-01 7,230 $3.50 178,455 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2012-02-01 7,230 $0.00 7,230 $0.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
760,311 2013-06-01 No 4 M Direct
Footnotes
  1. This transaction was executed pursuant to a 10b-5 trading plan adopted by the reporting person in multiple trades at prices ranging from $3.50 to 3.53. The price reported above reflects the weighted average sale price. The reporting person will provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price.
  2. The option vested in equal monthly installments over a four -year period which commenced on June 1, 2003.