Filing Details
- Accession Number:
- 0001144204-12-006181
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-06 18:03:51
- Reporting Period:
- 2012-02-02
- Filing Date:
- 2012-02-06
- Accepted Time:
- 2012-02-06 18:03:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1124608 | Response Genetics Inc | RGDX | In Vitro & In Vivo Diagnostic Substances (2835) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1431872 | Richard Broek Den Van | C/O Response Genetics, Inc 1640 Marengo St., 6Th Floor Los Angeles CA 90033 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-02-02 | 100,000 | $1.50 | 282,700 | No | 4 | P | Indirect | By HSMR Capital Partners, (QP) LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By HSMR Capital Partners, (QP) LP |
Footnotes
- This number represents 100,000 shares of Common Stock purchased by HSMR Capital Partners, (QP) LP on February 2, 2012. See note 2 for a description of Mr. van den Broek's affiliation with HSMR Capital Partners, (QP) LP.
- This number represents 282,700 shares of Common Stock held by HSMR Capital Partners, (QP) LP following the reported transaction. Mr. van den Broek is the Managing Member of HSMR Advisors, LLC, which is the General Partner of HSMR Capital Partners, (QP) LP. By virtue of his position with the General Partner of HSMR Capital Partners, (QP) LP, Mr. van den Broek has the power to vote and dispose of the reported securities owned by HSMR Capital Partners, (QP) LP. Mr. van den Broek disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.