Filing Details
- Accession Number:
- 0001225208-12-003190
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-06 17:27:53
- Reporting Period:
- 2012-02-03
- Filing Date:
- 2012-02-06
- Accepted Time:
- 2012-02-06 17:27:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 38777 | Franklin Resources Inc | BEN | Investment Advice (6282) | 132670991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181596 | A Kenneth Lewis | C/O Franklin Resources, Inc. One Franklin Parkway San Mateo CA 94403-1906 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 | Acquisiton | 2012-02-03 | 4,086 | $31.27 | 39,469 | No | 4 | M | Direct | |
| Common Stock, Par Value $.10 | Acquisiton | 2012-02-03 | 3,504 | $46.56 | 42,973 | No | 4 | M | Direct | |
| Common Stock, Par Value $.10 | Disposition | 2012-02-03 | 5,444 | $115.22 | 37,529 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 | Stock Option (Right to Buy) | Disposition | 2012-02-03 | 4,086 | $0.00 | 4,086 | $31.27 |
| Common Stock, Par Value $.10 | Stock Option (Right to Buy) | Disposition | 2012-02-03 | 3,504 | $0.00 | 3,504 | $46.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-09-30 | 2012-11-09 | No | 4 | M | Direct |
| 0 | 2004-09-30 | 2013-11-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.10 | 569 | Indirect | By 401(k) |
Footnotes
- Of the amount of securities beneficially owned, 15,640 shares represent unvested awards of restricted stock.
- The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.16 to $115.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Reporting person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan summary as of December 31, 2011.
- Reflects adjustment in connection with the special cash dividend paid by Franklin Resources, Inc. on December 30, 2011.
- Not Applicable.
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