Filing Details
- Accession Number:
- 0001480248-12-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-06 17:08:02
- Reporting Period:
- 2012-02-03
- Filing Date:
- 2012-02-06
- Accepted Time:
- 2012-02-06 17:08:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394954 | Gt Advanced Technologies Inc. | GTAT | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1437637 | W David Keck | Gt Advanced Technologies Inc. 243 Daniel Webster Highway Merrimack NH 03054 | Vice President-Gm, Polysilicon | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Acquisiton | 2012-02-03 | 9,574 | $5.44 | 77,387 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2012-02-03 | 8,600 | $4.81 | 85,987 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2012-02-03 | 61,459 | $5.64 | 147,446 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Disposition | 2012-02-03 | 7,000 | $9.47 | 140,446 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2012-02-03 | 6,000 | $9.45 | 134,446 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2012-02-03 | 46,000 | $9.44 | 88,446 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2012-02-03 | 17,496 | $9.42 | 70,950 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2012-02-06 | 1,850 | $9.41 | 69,100 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2012-02-06 | 1,900 | $9.37 | 67,200 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2012-02-06 | 11,000 | $9.36 | 56,200 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Stock Option | Disposition | 2012-02-03 | 9,574 | $0.00 | 9,574 | $5.44 |
Common Stock, Par Value $.01 | Stock Option | Disposition | 2012-02-03 | 8,600 | $0.00 | 8,600 | $4.81 |
Common Stock, Par Value $.01 | Stock Option | Disposition | 2012-02-03 | 61,459 | $0.00 | 61,459 | $5.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
53,616 | 2020-06-02 | No | 4 | M | Direct | |
32,682 | 2019-09-01 | No | 4 | M | Direct | |
0 | 2017-12-21 | No | 4 | M | Direct |
Footnotes
- Of these options, one fourth vested on June 2, 2011, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to June 2011.
- Of these options, one fourth vested on September 1, 2010, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to September 2010.
- Of these options, one fourth vested on December 21, 2008, the first anniversary of the date of grant, and the balance vested in equal monthly installments of 1/48th of total each month subsequent to December 2008.