Filing Details

Accession Number:
0001480248-12-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-06 17:08:02
Reporting Period:
2012-02-03
Filing Date:
2012-02-06
Accepted Time:
2012-02-06 17:08:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1394954 Gt Advanced Technologies Inc. GTAT Semiconductors & Related Devices (3674) 030606749
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1437637 W David Keck Gt Advanced Technologies Inc.
243 Daniel Webster Highway
Merrimack NH 03054
Vice President-Gm, Polysilicon No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Acquisiton 2012-02-03 9,574 $5.44 77,387 No 4 M Direct
Common Stock, Par Value $.01 Acquisiton 2012-02-03 8,600 $4.81 85,987 No 4 M Direct
Common Stock, Par Value $.01 Acquisiton 2012-02-03 61,459 $5.64 147,446 No 4 M Direct
Common Stock, Par Value $.01 Disposition 2012-02-03 7,000 $9.47 140,446 No 4 S Direct
Common Stock, Par Value $.01 Disposition 2012-02-03 6,000 $9.45 134,446 No 4 S Direct
Common Stock, Par Value $.01 Disposition 2012-02-03 46,000 $9.44 88,446 No 4 S Direct
Common Stock, Par Value $.01 Disposition 2012-02-03 17,496 $9.42 70,950 No 4 S Direct
Common Stock, Par Value $.01 Disposition 2012-02-06 1,850 $9.41 69,100 No 4 S Direct
Common Stock, Par Value $.01 Disposition 2012-02-06 1,900 $9.37 67,200 No 4 S Direct
Common Stock, Par Value $.01 Disposition 2012-02-06 11,000 $9.36 56,200 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.01 Stock Option Disposition 2012-02-03 9,574 $0.00 9,574 $5.44
Common Stock, Par Value $.01 Stock Option Disposition 2012-02-03 8,600 $0.00 8,600 $4.81
Common Stock, Par Value $.01 Stock Option Disposition 2012-02-03 61,459 $0.00 61,459 $5.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
53,616 2020-06-02 No 4 M Direct
32,682 2019-09-01 No 4 M Direct
0 2017-12-21 No 4 M Direct
Footnotes
  1. Of these options, one fourth vested on June 2, 2011, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to June 2011.
  2. Of these options, one fourth vested on September 1, 2010, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to September 2010.
  3. Of these options, one fourth vested on December 21, 2008, the first anniversary of the date of grant, and the balance vested in equal monthly installments of 1/48th of total each month subsequent to December 2008.