Filing Details

Accession Number:
0001140361-12-005566
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-06 16:39:16
Reporting Period:
2012-02-02
Filing Date:
2012-02-06
Accepted Time:
2012-02-06 16:39:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1095981 Cytori Therapeutics Inc. CYTX Surgical & Medical Instruments & Apparatus (3841) 330827593
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1168215 J Christopher Calhoun 3020 Callan Road
San Diego CA 92121
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-02 182,150 $3.09 350,525 No 4 M Direct
Common Stock Disposition 2012-02-02 40,400 $4.00 310,125 No 4 S Direct
Common Stock Disposition 2012-02-02 68,750 $4.01 241,375 No 4 S Direct
Common Stock Disposition 2012-02-02 35,400 $4.02 205,975 No 4 S Direct
Common Stock Disposition 2012-02-02 5,337 $4.03 200,638 No 4 S Direct
Common Stock Disposition 2012-02-02 7,463 $4.04 193,175 No 4 S Direct
Common Stock Disposition 2012-02-02 5,183 $4.05 187,992 No 4 S Direct
Common Stock Disposition 2012-02-02 7,595 $4.06 180,397 No 4 S Direct
Common Stock Disposition 2012-02-02 4,305 $4.07 176,092 No 4 S Direct
Common Stock Disposition 2012-02-02 617 $4.08 175,475 No 4 S Direct
Common Stock Disposition 2012-02-02 2,100 $4.09 173,375 No 4 S Direct
Common Stock Disposition 2012-02-02 3,300 $4.10 170,075 No 4 S Direct
Common Stock Disposition 2012-02-02 1,700 $4.11 168,375 No 4 S Direct
Common Stock Acquisiton 2012-02-03 22,850 $3.09 191,225 No 4 M Direct
Common Stock Disposition 2012-02-03 5,388 $4.00 185,837 No 4 S Direct
Common Stock Disposition 2012-02-03 5,400 $4.01 180,437 No 4 S Direct
Common Stock Disposition 2012-02-03 400 $4.02 180,037 No 4 S Direct
Common Stock Disposition 2012-02-03 600 $4.03 179,437 No 4 S Direct
Common Stock Disposition 2012-02-03 100 $4.04 179,337 No 4 S Direct
Common Stock Disposition 2012-02-03 1,600 $4.05 177,737 No 4 S Direct
Common Stock Disposition 2012-02-03 1,112 $4.06 176,625 No 4 S Direct
Common Stock Disposition 2012-02-03 3,500 $4.07 173,125 No 4 S Direct
Common Stock Disposition 2012-02-03 4,650 $4.08 168,475 No 4 S Direct
Common Stock Disposition 2012-02-03 100 $4.10 168,375 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2012-02-02 182,150 $0.00 182,150 $3.09
Common Stock Employee Stock Option Disposition 2012-02-03 22,850 $0.00 22,850 $3.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,207,850 2002-03-08 2012-02-08 No 4 M Direct
1,185,000 2002-03-08 2012-02-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 36,850 Indirect By 401(k) Plan
Footnotes
  1. Shares sold pursuant to a 10b5-1 Plan.
  2. These stock options would have expired 02/08/2012 if not exercised and Company will receive $633,450 in total proceeds from the exercises.
  3. The Employee Stock options vested monthly from the grant date (02/08/2002) at a rate of 1/48th each month thereafter.