Filing Details
- Accession Number:
- 0001140361-12-005566
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-06 16:39:16
- Reporting Period:
- 2012-02-02
- Filing Date:
- 2012-02-06
- Accepted Time:
- 2012-02-06 16:39:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1095981 | Cytori Therapeutics Inc. | CYTX | Surgical & Medical Instruments & Apparatus (3841) | 330827593 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1168215 | J Christopher Calhoun | 3020 Callan Road San Diego CA 92121 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-02 | 182,150 | $3.09 | 350,525 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-02 | 40,400 | $4.00 | 310,125 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 68,750 | $4.01 | 241,375 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 35,400 | $4.02 | 205,975 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 5,337 | $4.03 | 200,638 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 7,463 | $4.04 | 193,175 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 5,183 | $4.05 | 187,992 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 7,595 | $4.06 | 180,397 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 4,305 | $4.07 | 176,092 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 617 | $4.08 | 175,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 2,100 | $4.09 | 173,375 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 3,300 | $4.10 | 170,075 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 1,700 | $4.11 | 168,375 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-03 | 22,850 | $3.09 | 191,225 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-03 | 5,388 | $4.00 | 185,837 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 5,400 | $4.01 | 180,437 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 400 | $4.02 | 180,037 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 600 | $4.03 | 179,437 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 100 | $4.04 | 179,337 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 1,600 | $4.05 | 177,737 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 1,112 | $4.06 | 176,625 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 3,500 | $4.07 | 173,125 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 4,650 | $4.08 | 168,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 100 | $4.10 | 168,375 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
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No | 4 | M | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2012-02-02 | 182,150 | $0.00 | 182,150 | $3.09 |
Common Stock | Employee Stock Option | Disposition | 2012-02-03 | 22,850 | $0.00 | 22,850 | $3.09 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,207,850 | 2002-03-08 | 2012-02-08 | No | 4 | M | Direct |
1,185,000 | 2002-03-08 | 2012-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 36,850 | Indirect | By 401(k) Plan |
Footnotes
- Shares sold pursuant to a 10b5-1 Plan.
- These stock options would have expired 02/08/2012 if not exercised and Company will receive $633,450 in total proceeds from the exercises.
- The Employee Stock options vested monthly from the grant date (02/08/2002) at a rate of 1/48th each month thereafter.