Filing Details
- Accession Number:
- 0001209191-12-007790
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-06 16:21:04
- Reporting Period:
- 2012-02-02
- Filing Date:
- 2012-02-06
- Accepted Time:
- 2012-02-06 16:21:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
841692 | Fsi International Inc | FSII | Special Industry Machinery, Nec (3559) | 411223238 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1195598 | G Benno Sand | 1910 Moline Circle Excelsior MN 55331 | Evp, Bus Dev Ir | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-02 | 16,333 | $1.64 | 92,532 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-02-02 | 2,500 | $1.44 | 95,032 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-02-02 | 10,667 | $0.35 | 105,699 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-02-02 | 5,000 | $0.32 | 110,699 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-02 | 700 | $4.46 | 109,999 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 15,601 | $4.43 | 94,398 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 23,699 | $4.45 | 70,699 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-02-02 | 16,333 | $0.00 | 16,333 | $1.64 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-02-02 | 2,500 | $0.00 | 2,500 | $1.44 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-02-02 | 10,667 | $0.00 | 10,667 | $0.35 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-02-02 | 5,000 | $0.00 | 5,000 | $0.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
423,267 | 2018-02-06 | No | 4 | M | Direct | |
420,767 | 2018-06-20 | No | 4 | M | Direct | |
410,100 | 2018-12-23 | No | 4 | M | Direct | |
405,100 | 2019-06-26 | No | 4 | M | Direct |
Footnotes
- The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-05-06).
- The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-09-20).
- The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-03-23).
- The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-09-26).