Filing Details
- Accession Number:
- 0001181431-12-006111
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-06 16:08:20
- Reporting Period:
- 2012-02-02
- Filing Date:
- 2012-02-06
- Accepted Time:
- 2012-02-06 16:08:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880631 | Wisdomtree Investments Inc. | WETF | Commodity Contracts Brokers & Dealers (6221) | 133487784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 934992 | L Jonathan Steinberg | 380 Madison Avenue 21St Floor New York NY 10017 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-02 | 3,103,869 | $0.05 | 6,841,562 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-02 | 3,103,869 | $5.33 | 3,737,693 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-03 | 500,423 | $0.05 | 4,238,116 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-03 | 500,423 | $5.33 | 3,737,693 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-02-02 | 3,103,869 | $0.00 | 3,103,869 | $0.05 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-02-03 | 500,423 | $0.00 | 500,423 | $0.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 500,423 | 2012-04-02 | No | 4 | M | Direct | |
| 0 | 2012-04-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 798 | Indirect | Owned by Spouse |
Footnotes
- Includes restricted stock award which vests as to 17,276 shares on January 25, 2013.
- Exercisable in bimonthly installments of approximately equal amounts from April 30, 2002 through December 31, 2002.
Billionaire Hedge Funds
