Filing Details
- Accession Number:
- 0001181431-12-006102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-06 16:03:45
- Reporting Period:
- 2012-02-02
- Filing Date:
- 2012-02-06
- Accepted Time:
- 2012-02-06 16:03:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880631 | Wisdomtree Investments Inc. | WETF | Commodity Contracts Brokers & Dealers (6221) | 133487784 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1525962 | L Steven Begleiter | 650 Madison Avenue 19Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-02-02 | 1,722,318 | $5.33 | 8,277,682 | No | 4 | S | Indirect | By Flexpoint Fund, L.P. |
Common Stock | Disposition | 2012-02-03 | 277,682 | $5.33 | 8,000,000 | No | 4 | S | Indirect | By Flexpoint Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Flexpoint Fund, L.P. |
No | 4 | S | Indirect | By Flexpoint Fund, L.P. |
Footnotes
- The shares reported in Table I are owned directly by Flexpoint Fund, L.P. (the Fund). Flexpoint Managment, L.P. (the GP) is the general partner of the Fund. Although the reporting person has no voting or dispositive power over these shares, by virtue of his interest in the GP, he may be deemed to have indirect beneficial ownership of these shares. The reporting person expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest threein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose.