Filing Details
- Accession Number:
- 0001225208-12-003141
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-06 11:38:05
- Reporting Period:
- 2012-02-03
- Filing Date:
- 2012-02-06
- Accepted Time:
- 2012-02-06 11:38:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1404768 | L Benjamin Brigeman | 211 Main Street San Francisco CA 94105 | Evp - Investor Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-03 | 16,782 | $9.26 | 105,181 | No | 4 | M | Indirect | by Trust |
| Common Stock | Acquisiton | 2012-02-03 | 14,677 | $12.50 | 119,858 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2012-02-03 | 14,677 | $12.75 | 105,181 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2012-02-03 | 16,782 | $12.75 | 88,399 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2012-02-03 | 14,677 | $0.00 | 14,677 | $12.50 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2012-02-03 | 16,782 | $0.00 | 16,782 | $9.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-02-27 | 2012-02-27 | No | 4 | M | Direct |
| 0 | 2006-11-08 | 2012-11-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,956 | Direct | |
| Common Stock | 1,722 | Indirect | by ESOP |
Billionaire Hedge Funds
