Filing Details

Accession Number:
0001140361-12-005417
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-03 18:25:19
Reporting Period:
2012-01-31
Filing Date:
2012-02-03
Accepted Time:
2012-02-03 18:25:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
96763 Pulse Electronics Corp PULS Electronic Components, Nec (3679) 231292472
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1189819 E Ralph Faison C/O Pulse Electronics Corporation
12220 World Trade Drive
San Diego CA 92128
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.125 Par Value Per Share Disposition 2012-01-31 300 $3.04 184,362 No 4 S Direct
Common Stock, $0.125 Par Value Per Share Disposition 2012-02-03 11,755 $3.03 172,607 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. As previously disclosed by the Issuer in a Current Report on Form 8-K filed with the Commission on November 17, 2011, these shares are being sold pursuant to the reporting person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, which plan was entered into for the purpose of financing the payment of applicable withholding taxes on the issuance of certain shares to the reporting person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.01 to $3.05 per share pursuant to the reporting person's 10b5-1 Plan. The reporting person undertakes to provide to Pulse Electronics Corporation, any security holder of Pulse Electronics Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by him at each separate price on January 31, 2012.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.01 to $3.07 per share pursuant to the reporting person's 10b5-1 Plan. The reporting person undertakes to provide to Pulse Electronics Corporation, any security holder of Pulse Electronics Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by him at each separate price on February 3, 2012.