Filing Details
- Accession Number:
- 0001179110-12-001816
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-03 17:58:23
- Reporting Period:
- 2012-02-01
- Filing Date:
- 2012-02-03
- Accepted Time:
- 2012-02-03 17:58:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917273 | Rambus Inc | RMBS | Semiconductors & Related Devices (3674) | 943112828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1269894 | M Christopher Pickett | 1050 Enterprise Way, Suite 700 Sunnyvale CA 94089 | Svp, Licensing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-01 | 23,888 | $0.00 | 44,874 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2012-02-01 | 18,706 | $7.34 | 26,168 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2012-02-01 | 20,000 | $0.00 | 20,000 | $7.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2012-08-01 | 2022-02-01 | No | 4 | A | Direct |
Footnotes
- Represents performance restricted stock units that will vest on February 1, 2013. Each performance restricted stock unit represents a right to receive one share of Rambus Inc. common stock.
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 14, 2011.
- The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $7.28 to $7.41 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- One-tenth of the shares subject to the option vest on August 1, 2012 and the remaining shares vest in equal monthly installments until they are fully vested on February 1, 2016.
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