Filing Details
- Accession Number:
- 0001235110-12-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-03 17:31:21
- Reporting Period:
- 2012-02-02
- Filing Date:
- 2012-02-03
- Accepted Time:
- 2012-02-03 17:31:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 949373 | Einstein Noah Restaurant Group Inc | BAGL | Retail-Eating Places (5812) | 133690261 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1461542 | James O'reilly | C/O Einstein Noah Restaurant Group, Inc. 555 Zang Street, Suite 300 Lakewood CO 80228 | Chief Concept Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-02 | 16,667 | $6.21 | 16,667 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-02 | 8,667 | $14.83 | 8,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-03 | 8,000 | $14.86 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2012-02-02 | 16,667 | $0.00 | 16,667 | $6.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,666 | 2019-04-07 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2011.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.70 to $14.93, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.85 to $14.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- The option vests in three equal annual installments beginning on April 8, 2010.
Billionaire Hedge Funds
