Filing Details
- Accession Number:
- 0001225208-12-003105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-03 17:21:47
- Reporting Period:
- 2012-02-01
- Filing Date:
- 2012-02-03
- Accepted Time:
- 2012-02-03 17:21:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1435575 | Didier Michaud-Daniel | One Financial Plaza Hartford CT 06101 | President, Otis Elevator | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-01 | 79,000 | $54.95 | 90,715 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-01 | 100 | $80.05 | 90,615 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-01 | 551 | $80.04 | 90,064 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-01 | 690 | $79.97 | 89,374 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-01 | 1,300 | $80.05 | 88,074 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-01 | 3,862 | $80.05 | 84,212 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-01 | 5,902 | $80.03 | 78,310 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-01 | 24,000 | $79.95 | 54,310 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-01 | 54,310 | $79.93 | 0 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2012-02-01 | 79,000 | $0.00 | 79,000 | $54.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-01-02 | 2019-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 609 | Indirect | By Savings Plan Trustee |
Billionaire Hedge Funds
