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Home > Insider Trading > Filing (0001181431-12-005832)

Filing Details

Accession Number:: 0001181431-12-005832
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-02-03 17:19:26
Reporting Period:: 2012-02-02

Filing Date:: 2012-02-03
Accepted Time:: 2012-02-03 17:19:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1120193	Nasdaq Omx Group Inc.	NDAQ	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	521165937

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1468651	Eric Noll	One Liberty Plaza New York NY 10006	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2012-02-02	1,500	$24.73	80,175	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$19.50		2019-07-22	72,319	72,319	Direct
Common Stock	Employee Stock Option (Right to Buy)	$19.75		2020-03-04	28,362	28,362	Direct
Common Stock	Employee Stock Option (Right to Buy)	$25.28		2021-03-28	33,995	33,995	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-07-22	72,319	72,319	Direct
2020-03-04	28,362	28,362	Direct
2021-03-28	33,995	33,995	Direct

Footnotes

Represents (i) 22,283 shares of restricted stock, of which 4,783 are vested and (ii) 57,892 shares underlying PSUs, of which 20,939 are vested.
Options exercisable on July 22, 2013.
Options exercisable on March 4, 2014.
Options exercisable on March 28, 2015, subject to accelerated vesting on March 28, 2014, or extension of vesting until March 28, 2016, depending on the achievement of performance goals.