Filing Details
- Accession Number:
- 0000931148-12-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-03 16:56:53
- Reporting Period:
- 2012-02-02
- Filing Date:
- 2012-02-03
- Accepted Time:
- 2012-02-03 16:56:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 931148 | Graftech International Ltd | GTI | Electrical Industrial Apparatus (3620) | 061385548 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1168551 | P Ferrell Mcclean | C/O Graftech International Ltd. 12900 Snow Road Parma OH 44130 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-02 | 5,321 | $10.50 | 5,321 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-02 | 5,321 | $16.83 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Time options (right to buy) | Disposition | 2012-02-02 | 5,321 | $0.00 | 5,321 | $10.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 61,647 | Direct | |
| Common Stock | 3,400 | Indirect | By IRA |
| Common Stock | 12,000 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Time options (right to buy) | $5.15 | 2013-01-14 | 12,800 | 12,800 | Direct | |
| Common Stock | Time options (right to buy) | $13.37 | 2014-01-15 | 3,500 | 3,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-01-14 | 12,800 | 12,800 | Direct |
| 2014-01-15 | 3,500 | 3,500 | Direct |
Footnotes
- In June 2011, Ferrell McClean previously entered into a written Rule 10b5-1 sales plan covering stock options that otherwise would expire February 26, 2012. Under the Rule 10b5-1 sales plan, these options were exercised automatically and the respective shares were sold automatically based on the instructions included in the sales plan.
- The reporting person disclaims beneficial ownership of such shares.
- All such options have fully vested and became exercisable.
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