Filing Details
- Accession Number:
- 0001437749-12-001105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-03 16:47:29
- Reporting Period:
- 2012-02-01
- Filing Date:
- 2012-02-03
- Accepted Time:
- 2012-02-03 16:47:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1421517 | Energy Recovery Inc. | ERII | Special Industry Machinery, Nec (3559) | 010616867 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1432628 | Peter Hans Michelet | C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-02-01 | 60,400 | $2.36 | 667,060 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 20,400 | $2.34 | 646,660 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 19,200 | $2.41 | 627,460 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2011.
- This figure is the weighted average sales price of multiple trades ranging from $2.29 to $2.49 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares purchased at each separate price upon request.
- This figure is the weighted average sales price of multiple trades ranging from $2.33 to $2.39 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares purchased at each separate price upon request.
- This figure is the weighted average sales price of multiple trades ranging from $2.35 to $2.52 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares purchased at each separate price upon request.