Filing Details

Accession Number:
0001437749-12-001105
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-03 16:47:29
Reporting Period:
2012-02-01
Filing Date:
2012-02-03
Accepted Time:
2012-02-03 16:47:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1421517 Energy Recovery Inc. ERII Special Industry Machinery, Nec (3559) 010616867
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1432628 Peter Hans Michelet C/O Energy Recovery, Inc.
1717 Doolittle Drive
San Leandro CA 94577
Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-02-01 60,400 $2.36 667,060 No 4 S Direct
Common Stock Disposition 2012-02-02 20,400 $2.34 646,660 No 4 S Direct
Common Stock Disposition 2012-02-03 19,200 $2.41 627,460 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2011.
  2. This figure is the weighted average sales price of multiple trades ranging from $2.29 to $2.49 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares purchased at each separate price upon request.
  3. This figure is the weighted average sales price of multiple trades ranging from $2.33 to $2.39 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares purchased at each separate price upon request.
  4. This figure is the weighted average sales price of multiple trades ranging from $2.35 to $2.52 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares purchased at each separate price upon request.