Filing Details
- Accession Number:
- 0001207221-12-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-03 16:47:08
- Reporting Period:
- 2012-02-02
- Filing Date:
- 2012-02-03
- Accepted Time:
- 2012-02-03 16:47:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
776901 | Independent Bank Corp | INDB | State Commercial Banks (6022) | 042870273 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207221 | K Denis Sheahan | 288 Union Street Rockland MA 02370 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-02 | 5,193 | $23.47 | 53,406 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-02 | 3,876 | $23.47 | 49,530 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2012-02-02 | 4,657 | $23.47 | 54,187 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-02 | 4,322 | $23.47 | 49,865 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-02-03 | 10,000 | $29.04 | 39,865 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | ISO - Stock Option (Right to Buy) | Disposition | 2012-02-02 | 4,657 | $23.47 | 4,657 | $23.47 |
Common Stock | NQ - Stock Option (Right to Buy) | Disposition | 2012-02-02 | 5,193 | $23.47 | 5,193 | $23.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-01-02 | 2012-12-19 | No | 4 | M | Direct |
0 | 2003-06-20 | 2012-12-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 452 | Indirect | by Daughter |
Common Stock | 899 | Indirect | by Sons |
Footnotes
- Total holdings include 148.9176 shares acquired by filer's agency account joint with spouse and 70.5214 shares acquired by filer's 401(k) through the Independent Bank Corp. 2010 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (10/11). Such transactions are exempt from the reporting requirements of Section 16 of the Securities Exchange Act of 1934.
- Shares held in Filer's name f/b/o daughter. Holdings include 3.2096 shares received pursuant to the Independent Bank Corp. 2010 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (10/11). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended.
- Shares held in Filer's name f/b/o sons. Holdings include 6.3884 shares received pursuant to the Independent Bank Corp. 2010 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (10/11). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended.
- Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan (1997 Plan). 1,374 shares became exercisable on 1/2/04 and the remaining 3,283 shares became exercisable on 1/2/05, subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances.
- Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan (1997 Plan). 3,284 shares became exercisable on 6/20/03 and the remaining 1,909 shares became exercisable on 1/2/04, subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances.