Filing Details
- Accession Number:
- 0001181431-12-005770
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-03 16:37:13
- Reporting Period:
- 2012-02-01
- Filing Date:
- 2012-02-03
- Accepted Time:
- 2012-02-03 16:37:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1316631 | Liberty Global Inc. | LBTY | Cable & Other Pay Television Services (4841) | 202197030 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1408786 | M. Robert Leighton | 12300 Liberty Boulevard Englewood CO 80112 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Common Stock | Acquisiton | 2012-02-01 | 187 | $0.00 | 14,074 | No | 4 | M | Direct | |
| Series A Common Stock | Acquisiton | 2012-02-01 | 230 | $0.00 | 14,304 | No | 4 | M | Direct | |
| Series A Common Stock | Disposition | 2012-02-01 | 148 | $46.81 | 14,156 | No | 4 | F | Direct | |
| Series A Common Stock | Disposition | 2012-02-01 | 1,000 | $47.00 | 13,156 | No | 4 | S | Direct | |
| Series C Common Stock | Acquisiton | 2012-02-01 | 187 | $0.00 | 16,147 | No | 4 | M | Direct | |
| Series C Common Stock | Acquisiton | 2012-02-01 | 230 | $0.00 | 16,377 | No | 4 | M | Direct | |
| Series C Common Stock | Disposition | 2012-02-01 | 148 | $45.31 | 16,229 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Series A Common | Restricted Share Units | Disposition | 2012-02-01 | 187 | $0.00 | 187 | $0.00 |
| Series C Common | Restricted Share Units | Disposition | 2012-02-01 | 187 | $0.00 | 187 | $0.00 |
| Series A Common | Restricted Share Units | Disposition | 2012-02-01 | 230 | $0.00 | 230 | $0.00 |
| Series C Common | Restricted Share Units | Disposition | 2012-02-01 | 230 | $0.00 | 230 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 188 | No | 4 | M | Direct | ||
| 188 | No | 4 | M | Direct | ||
| 1,150 | No | 4 | M | Direct | ||
| 1,150 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Series C Common Stock | 2,833 | Indirect | By 401(k) Plan |
Footnotes
- Each Restricted Share Unit represents a right to receive one share of Issuer's Series A common stock or Series C common stock, as the case may be.
- Stock withheld in payment of tax liability upon vesting of Restricted Share Units.
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 29, 2011.
- The Restricted Share Units vest at 12.5% of the units on November 1, 2008 and the remaining units vest in 14 equal quarterly installments commencing February 1, 2009.
- The Restricted Share Units vest at 12.5% of the units on November 1, 2009 and the remaining units vest in 14 equal quarterly installments commencing February 1, 2010.
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