Filing Details
- Accession Number:
- 0001181431-12-005727
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-03 16:10:40
- Reporting Period:
- 2012-02-02
- Filing Date:
- 2012-02-03
- Accepted Time:
- 2012-02-03 16:10:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1085621 | Icg Group Inc. | ICGE | Services-Management Consulting Services (8742) | 232996071 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185514 | J David Berkman | C/O Icg Group, Inc. 690 Lee Road, Suite 310 Wayne PA 19087 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.001 Per Share | Acquisiton | 2012-02-02 | 5,000 | $8.60 | 101,461 | No | 4 | M | Direct | |
Common Stock, Par Value $.001 Per Share | Disposition | 2012-02-02 | 5,000 | $9.50 | 96,461 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.001 Per Share | Options to Purchase Common Stock | Disposition | 2012-02-02 | 5,000 | $0.00 | 5,000 | $8.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-02-12 | 2012-02-12 | No | 4 | M | Direct |
Footnotes
- The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b(5)-1 trading plan adopted by the reporting person on December 21, 2011.
- This amount includes 41,461 shares of Common Stock that the Reporting Person has the right to receive following the termination of his services as a director pursuant to the terms of the ICG Group, Inc. Deferred Stock Unit Program. This amount also includes 40,000 stock units that the Reporting Person has the right to receive following the termination of his service or employment with the Company pursuant to the terms of the ICG Group, Inc. 2005 Omnibus Equity Compensation Plan.