Filing Details
- Accession Number:
- 0001209191-12-007397
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-03 15:59:41
- Reporting Period:
- 2012-02-03
- Filing Date:
- 2012-02-03
- Accepted Time:
- 2012-02-03 15:59:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722256 | Hudson Valley Holding Corp | HVB | State Commercial Banks (6022) | 133148745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191181 | J James Landy | C/O 21 Scarsdale Road Yonkers NY 10707 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-12-05 | 11,821 | $0.00 | 130,031 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2011-12-05 | 721 | $0.00 | 7,938 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2011-12-05 | 7,794 | $0.00 | 85,751 | No | 5 | J | Indirect | by Spouse |
Common Stock | Disposition | 2011-12-07 | 1,854 | $0.00 | 128,177 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2011-12-07 | 618 | $0.00 | 86,369 | No | 5 | G | Indirect | by Spouse |
Common Stock | Acquisiton | 2012-02-03 | 1,000 | $17.75 | 129,177 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 5 | J | Direct | |
No | 5 | J | Indirect | by Spouse |
No | 5 | G | Direct | |
No | 5 | G | Indirect | by Spouse |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 354 | $0.00 | 354 | $18.74 |
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 1,610 | $0.00 | 1,610 | $23.71 |
Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2011-12-05 | 1,024 | $0.00 | 1,024 | $35.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,896 | 2015-01-01 | No | 5 | J | Direct | |
17,710 | 2016-02-07 | No | 5 | J | Direct | |
11,269 | 2012-12-06 | No | 5 | J | Direct |
Footnotes
- Stock dividend of .10 share of common stock for each share held at close of business on 11/23/2011, that was paid on 12/05/2011.
- Amount reflects stock dividend of .10 share of common stock for each share or option held at close of business on 11/23/2011, that was paid on 12/05/2011.
- Held jointly with spouse.
- Includes 79,869 shares held by spouse of Reporting Person; 5,882 shares held by spouse of Reporting Person as custodian for minor child.
- Gift of stock to family 618 shares to each of 2 adult children and 618 shares to spouse of Reporting Person as custodian of minor children.
- Gift of stock from Reporting Person to spouse of Reporting Person as custodian of minor child.
- Includes 79,869 shares held by spouse of Reporting Person; 6,500 shares held by spouse of Reporting Person as custodian for minor child.
- Option grant price has been adjusted to reflect the allocation of 10% stock dividends.
- Allocation of stock dividend of .10 share of common stock for each option.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 01/01/2005. Accordingly, all options are presently exercisable.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 02/07/2006. Accordingly, all options are presently exercisable.
- Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 12/06/2007. Accordingly, all options are presently exercisable.