Filing Details

Accession Number:
0001209191-12-007397
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-03 15:59:41
Reporting Period:
2012-02-03
Filing Date:
2012-02-03
Accepted Time:
2012-02-03 15:59:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
722256 Hudson Valley Holding Corp HVB State Commercial Banks (6022) 133148745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191181 J James Landy C/O 21 Scarsdale Road
Yonkers NY 10707
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-05 11,821 $0.00 130,031 No 5 J Direct
Common Stock Acquisiton 2011-12-05 721 $0.00 7,938 No 5 J Direct
Common Stock Acquisiton 2011-12-05 7,794 $0.00 85,751 No 5 J Indirect by Spouse
Common Stock Disposition 2011-12-07 1,854 $0.00 128,177 No 5 G Direct
Common Stock Acquisiton 2011-12-07 618 $0.00 86,369 No 5 G Indirect by Spouse
Common Stock Acquisiton 2012-02-03 1,000 $17.75 129,177 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Direct
No 5 J Direct
No 5 J Indirect by Spouse
No 5 G Direct
No 5 G Indirect by Spouse
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right-to-Buy) Acquisiton 2011-12-05 354 $0.00 354 $18.74
Common Stock Employee Stock Options (Right-to-Buy) Acquisiton 2011-12-05 1,610 $0.00 1,610 $23.71
Common Stock Employee Stock Options (Right-to-Buy) Acquisiton 2011-12-05 1,024 $0.00 1,024 $35.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,896 2015-01-01 No 5 J Direct
17,710 2016-02-07 No 5 J Direct
11,269 2012-12-06 No 5 J Direct
Footnotes
  1. Stock dividend of .10 share of common stock for each share held at close of business on 11/23/2011, that was paid on 12/05/2011.
  2. Amount reflects stock dividend of .10 share of common stock for each share or option held at close of business on 11/23/2011, that was paid on 12/05/2011.
  3. Held jointly with spouse.
  4. Includes 79,869 shares held by spouse of Reporting Person; 5,882 shares held by spouse of Reporting Person as custodian for minor child.
  5. Gift of stock to family 618 shares to each of 2 adult children and 618 shares to spouse of Reporting Person as custodian of minor children.
  6. Gift of stock from Reporting Person to spouse of Reporting Person as custodian of minor child.
  7. Includes 79,869 shares held by spouse of Reporting Person; 6,500 shares held by spouse of Reporting Person as custodian for minor child.
  8. Option grant price has been adjusted to reflect the allocation of 10% stock dividends.
  9. Allocation of stock dividend of .10 share of common stock for each option.
  10. Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 01/01/2005. Accordingly, all options are presently exercisable.
  11. Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 02/07/2006. Accordingly, all options are presently exercisable.
  12. Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 12/06/2007. Accordingly, all options are presently exercisable.