Filing Details
- Accession Number:
- 0001209191-12-007351
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-03 14:47:56
- Reporting Period:
- 2012-02-01
- Filing Date:
- 2012-02-03
- Accepted Time:
- 2012-02-03 14:47:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719164 | Schawk Inc | SGK | Service Industries For The Printing Trade (2790) | 660323724 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1257421 | Alex Sarkisian | 1695 River Road Des Plaines IL 60018 | Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-02-01 | 52,245 | $9.61 | 124,247 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2012-02-01 | 52,245 | $13.20 | 72,002 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2012-02-02 | 7,755 | $9.61 | 79,757 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2012-02-02 | 7,755 | $13.00 | 72,002 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option | Disposition | 2012-02-01 | 52,245 | $0.00 | 52,245 | $9.61 |
Class A Common Stock | Stock Option | Disposition | 2012-02-02 | 7,755 | $0.00 | 7,755 | $9.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,755 | 2012-03-05 | No | 4 | M | Direct | |
0 | 2012-03-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 2,950,447 | Indirect | As Trustee or Custodian |
Footnotes
- Sale reported on this Form 4 made pursuant to a previously adopted Rule 10b5-1 trading plan.
- This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $13 to $13.45. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $13 to $13.07. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- Options were granted on March 5, 2002 and vest 33% on date of grant, 66% after one year from the date of grant and are fully vested after two years from the date of grant.