Filing Details
- Accession Number:
- 0000820318-12-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-03 14:18:42
- Reporting Period:
- 2012-02-01
- Filing Date:
- 2012-02-03
- Accepted Time:
- 2012-02-03 14:18:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196393 | James Martinelli | 1832 Liberty Way Valencia PA 16059 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-01 | 16,000 | $3.23 | 139,010 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-01 | 16,000 | $23.56 | 123,010 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-02 | 8,000 | $3.23 | 131,010 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-02 | 8,000 | $23.56 | 123,010 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-03 | 40,272 | $23.46 | 82,738 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to buy) | Disposition | 2012-02-01 | 16,000 | $0.00 | 16,000 | $3.23 |
| Common Stock | Option (Right to buy) | Disposition | 2012-02-02 | 8,000 | $0.00 | 8,000 | $3.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,000 | 2012-08-09 | No | 4 | M | Direct | |
| 0 | 2012-08-09 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average of multiple sales transactions ranging in price from $23.53 to $23.60. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- Represents the weighted average of multiple sales transactions ranging in price from $23.5332 to $23.5901. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The option vested in five equal annual installments beginning on 8/9/2003.
Billionaire Hedge Funds
