Filing Details
- Accession Number:
- 0001209191-12-007281
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-03 11:45:03
- Reporting Period:
- 2012-02-01
- Filing Date:
- 2012-02-03
- Accepted Time:
- 2012-02-03 11:45:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1416995 | Hicks Acquisition Co Ii Inc. | HKAC | Blank Checks (6770) | 800611167 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
938201 | O Thomas Hicks | 100 Crescent Court Suite 1200 Dallas TX 75201 | Yes | No | Yes | No | |
1500372 | Hh-Hacii Gp, Llc | 100 Crescent Court Suite 1200 Dallas TX 75201 | Yes | No | Yes | No | |
1500373 | Hh-Hacii, L.p. | 100 Crescent Court Suite 1200 Dallas TX 75201 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Disposition | 2012-02-01 | 8,571 | $0.00 | 1,688,573 | No | 4 | S | Direct | |
Common Stock, Par Value $0.0001 Per Share (Earnout Shares) | Disposition | 2012-02-01 | 2,143 | $0.00 | 422,142 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The filing of this Form 4 shall not be construed as an admission that either Thomas O. Hicks (the "Principal"), who is the sole member of HH-HACII GP, LLC, or HH-HACII GP, LLC, which is the general partner of HH-HACII, L.P., is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any of the Common Stock (as defined in Footnote 4) or Earnout Shares (as defined in Footnote 5) owned by HH-HACII, L.P.
- Pursuant to Rule 16a-1, each of the Principal and HH-HACII GP, LLC disclaims any beneficial ownership of these securities except to the extent of their respective pecuniary interests.
- HH-HACII GP, LLC, which is the general partner of HH-HACII, L.P., controls the voting and disposition of securities held by HH-HACII, L.P. The Principal reports the securities held indirectly by HH-HACII GP, LLC because, as the sole member of HH-HACII GP, LLC, the Principal controls the disposition and voting of these securities.
- HH-HACII, L.P. sold 8,571 shares of common stock, par value 0.0001 per share ("Common Stock"), of Hicks Acquisition Company II, Inc. (the "Issuer") to James C. Musselman in a private transaction.
- HH-HACII, L.P. sold 2,143 shares of common stock, par value 0.0001 per share, of the Issuer, subject to forfeiture by James C. Musselman in the event that the last sales price of the Issuer's common stock does not equal or exceed $12.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period within 24 months following the closing of the Issuer's initial business combination as described in the Issuer's registration statement on Form S-1, as amended (File Number 333-167809) filed with the Securities and Exchange Commission on October 8, 2010) ("Earnout Shares") to James C. Musselman in a private transaction