Filing Details
- Accession Number:
- 0000091142-12-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-03 10:01:19
- Reporting Period:
- 2012-02-02
- Filing Date:
- 2012-02-03
- Accepted Time:
- 2012-02-03 10:01:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Motors & Generators (3621) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1111599 | W Paul Jones | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-02 | 22,369 | $23.76 | 151,644 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-02 | 600 | $43.38 | 151,044 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 300 | $43.39 | 150,744 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 1,203 | $43.40 | 149,541 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 500 | $43.41 | 149,041 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 500 | $43.42 | 148,541 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 700 | $43.46 | 147,841 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 1,000 | $43.47 | 146,841 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 1,200 | $43.48 | 145,641 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 2,453 | $43.49 | 143,188 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 3,040 | $43.50 | 140,148 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 2,900 | $43.51 | 137,248 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 1,900 | $43.52 | 135,348 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 800 | $43.53 | 134,548 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 100 | $43.54 | 134,448 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 400 | $43.55 | 134,048 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 200 | $43.56 | 133,848 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 1,600 | $43.57 | 132,248 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 900 | $43.58 | 131,348 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 800 | $43.59 | 130,548 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 600 | $43.61 | 129,948 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 100 | $43.64 | 129,848 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 573 | $43.65 | 129,275 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-02-02 | 22,369 | $0.00 | 22,369 | $23.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
372,150 | 2009-02-11 | 2018-02-11 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 02/11/2008 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.