Filing Details
- Accession Number:
- 0001181431-12-005459
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-02 19:05:43
- Reporting Period:
- 2012-02-01
- Filing Date:
- 2012-02-02
- Accepted Time:
- 2012-02-02 19:05:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216700 | Ronald Patrick Scanlon | 175 Lilac Lane Brea CA 92823 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2012-02-01 | 240 | $36.17 | 6,000 | No | 4 | F | Direct | |
Common Shares | Acquisiton | 2012-02-01 | 635 | $0.00 | 6,000 | No | 4 | A | Indirect | 401K |
Common Shares | Acquisiton | 2012-02-01 | 9,075 | $25.55 | 15,075 | No | 4 | M | Direct | |
Common Shares | Disposition | 2012-02-01 | 9,075 | $36.75 | 6,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | A | Indirect | 401K |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-02-01 | 9,075 | $0.00 | 9,075 | $25.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-02-01 | 2014-02-01 | No | 4 | M | Direct |
Footnotes
- 574 previously reported RSU's of which 240.3915 were withheld to satisfy tax withholding
- The option became exercisable as to 33% of the total number of shares subject to the option on 2/1/2005, 33% on 2/1/2006 and 34% on 2/1/2007.