Filing Details
- Accession Number:
- 0001181431-12-005451
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-02 19:04:46
- Reporting Period:
- 2012-02-01
- Filing Date:
- 2012-02-02
- Accepted Time:
- 2012-02-02 19:04:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192741 | G Eva Tang | 1544 Manor Gate Drive Hacienda Heights CA 91745-3833 | Sr. Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2012-02-01 | 288 | $36.17 | 7,331 | No | 4 | F | Direct | |
| Common Shares | Acquisiton | 2012-02-01 | 305 | $0.00 | 7,331 | No | 4 | A | Indirect | 401K |
| Common Shares | Acquisiton | 2012-02-01 | 3,700 | $25.55 | 11,031 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2012-02-01 | 3,000 | $36.50 | 8,031 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-02-01 | 700 | $37.00 | 7,331 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | A | Indirect | 401K |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-02-01 | 3,700 | $0.00 | 3,700 | $25.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-02-01 | 2014-02-01 | No | 4 | M | Direct |
Footnotes
- 690 previously reported RSU's of which 287.5311 were withheld to satisfy tax withholding
- The option became exercisable as to 33% of the total number of shares subject to the option on 1/1/2004, 33% on 2/1/2006 and 34% on 2/1/2007.
Billionaire Hedge Funds
