Filing Details

Accession Number:
0001209191-12-007113
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-02 17:44:46
Reporting Period:
2012-01-31
Filing Date:
2012-02-02
Accepted Time:
2012-02-02 17:44:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766704 Health Care Reit Inc HCN Real Estate Investment Trusts (6798) 341096634
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242824 A Scott Estes 4500 Dorr Street
Toledo OH 43615
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-01-31 1,356 $0.00 69,452 No 4 A Direct
Common Stock Acquisiton 2012-01-31 4,361 $0.00 73,813 No 4 M Direct
Common Stock Disposition 2012-01-31 446 $57.21 73,367 No 4 F Direct
Common Stock Disposition 2012-01-31 1,436 $57.21 71,931 No 4 F Direct
Common Stock Acquisiton 2012-02-01 15 $37.00 71,946 No 4 M Direct
Common Stock Acquisiton 2012-02-01 1,485 $34.88 73,431 No 4 M Direct
Common Stock Disposition 2012-02-01 1,500 $57.30 71,931 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Deferred Stock Units Disposition 2012-01-31 4,361 $0.00 4,361 $0.00
Common Option (Right to Buy) Disposition 2012-02-01 15 $0.00 15 $37.00
Common Option (Right to Buy) Disposition 2012-02-01 1,485 $0.00 3,139 $34.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,082 2012-01-31 2012-01-31 No 4 M Direct
0 2009-01-15 2014-01-26 No 4 M Direct
1,654 2006-01-15 2015-01-24 No 4 M Direct
Footnotes
  1. The reported transaction was the satisfaction of a performance contingency applicable to 1,356 performance shares granted without cash consideration on January 27, 2011 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. No amount was payable in connection with the vesting or the common stock issuance.
  2. The reported transaction was a vesting of 4,361 deferred stock units on January 31, 2012, resulting in the issuance of 4,361 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.
  3. Tax withholding in shares of common stock on 1,356 performance shares granted on January 27, 2011, which grant vested on January 31, 2012.
  4. Tax withholding in shares of common stock on 4,361 deferred stock units granted on January 26, 2012, which grant vested on January 31, 2012.
  5. The shares coverd by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated September 20, 2011.
  6. These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in four installments with 4,361 units having vested on January 31, 2012, 4,361 units vesting on January 31 of each of 2015 and 2016 and 4,360 units vesting on January 31, 2017.
  7. Options for the purchase of 6,015 shares of common stock at $37.00 per share were granted to Mr. Estes on January 26, 2004, which grant has previously been reported. The partial exercise of these options for the purchase of 6,000 has previously been reported. Of the remaining options, options for the purchase of 15 shares vested on January 15, 2009.
  8. The options were granted under the Health Care REIT, Inc. 1995 Stock Incentive Plan and had no acquisition price.
  9. Options for the purchase of 3,139 shares of common stock at $34.88 per share were granted to Mr. Estes on January 24, 2005, which grant has previously been reported. Options for the purchase of 628 shares vested on January 15 of each 2006, 2007, 2008 and 2009 and options for the purchase of 627 shares vested on January 15, 2010.