Filing Details
- Accession Number:
- 0001209191-12-007071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-02 17:19:26
- Reporting Period:
- 2012-01-31
- Filing Date:
- 2012-02-02
- Accepted Time:
- 2012-02-02 17:19:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141107 | Arris Group Inc | ARRS | Radio & Tv Broadcasting & Communications Equipment (3663) | 582588724 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185929 | David Potts | 3871 Lakefield Drive Suwanee GA 30024 | Cfo/Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-31 | 4,164 | $0.00 | 62,387 | No | 4 | C | Direct | |
Common Stock | Disposition | 2012-01-31 | 2,056 | $11.77 | 60,331 | No | 4 | S | Direct | |
Restricted Stock | Disposition | 2012-01-31 | 4,164 | $0.00 | 26,669 | No | 4 | C | Direct | |
Restricted Stock | Disposition | 2012-01-31 | 3,545 | $11.75 | 23,124 | No | 4 | F | Direct | |
Restricted Stock | Disposition | 2012-01-31 | 23,124 | $0.00 | 0 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | F | Direct | |
No | 4 | J | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock | 16,126 | Direct | |
Restricted Stock | 23,124 | Direct | |
Restricted Stock | 22,665 | Direct | |
Restricted Stock | 40,294 | Direct | |
Restricted Stock | 28,170 | Direct | |
Restricted Stock | 56,340 | Direct |
Footnotes
- Represents the vested portion of a restricted stock grant converting to common stock.
- Represents a restricted performance stock grant vesting based on Company's share performance under Performance Criteria for the three year period ended 12/31/2011.
- Shares sold were subject to an existing Rule 10b5-1 Sales Plan.
- Represents shares withheld to cover payroll tax liability on partial vesting of previously granted restricted shares
- Represents cancellation of a portion of a restricted stock grant based upon Company's share performance under the Performance Criteria for the three year period ended 12/31/2011.
- Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 28, 2008.
- Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
- Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
- Represents a restricted stock grant which is in part performance-based. 10,073 shares of the grant are guaranteed and will vest on 3/25/2011. 0 to 40,294 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2012 and will vest on 1/31/2013.
- Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates.
- Represents a restricted stock grant which is performance-based. 0 to 56,340 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2013 and will vest on 1/31/2014.