Filing Details
- Accession Number:
- 0000091142-12-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-02 17:10:59
- Reporting Period:
- 2012-02-01
- Filing Date:
- 2012-02-02
- Accepted Time:
- 2012-02-02 17:10:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Motors & Generators (3621) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1111599 | W Paul Jones | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-01 | 76,200 | $25.84 | 205,475 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-02-01 | 54,131 | $23.76 | 259,606 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-01 | 200 | $42.69 | 259,406 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 100 | $42.70 | 259,306 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 100 | $42.72 | 259,206 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 100 | $42.72 | 259,106 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 100 | $42.73 | 259,006 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 100 | $42.75 | 258,906 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 100 | $42.76 | 258,806 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 100 | $42.77 | 258,706 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 100 | $42.84 | 258,606 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 100 | $42.85 | 258,506 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 100 | $42.86 | 258,406 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 100 | $42.94 | 258,306 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 400 | $42.95 | 257,906 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 100 | $42.96 | 257,806 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 400 | $42.96 | 257,406 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 301 | $42.97 | 257,105 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 1,000 | $42.98 | 256,105 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 2,800 | $42.99 | 253,305 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 700 | $43.02 | 252,605 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 200 | $43.04 | 252,405 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 1,300 | $43.07 | 251,105 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 300 | $43.09 | 250,805 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 900 | $43.11 | 249,905 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 200 | $43.15 | 249,705 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 100 | $43.16 | 249,605 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 100 | $43.17 | 249,505 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 100 | $43.19 | 249,405 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-01 | 900 | $43.21 | 248,505 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-02-01 | 76,200 | $0.00 | 76,200 | $25.84 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-02-01 | 54,131 | $0.00 | 54,131 | $23.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
448,650 | 2008-02-09 | 2017-02-09 | No | 4 | M | Direct |
394,519 | 2009-02-11 | 2018-02-11 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 02/09/2007 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
- The employee stock options were granted on 02/11/2008 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.