Filing Details

Accession Number:
0000091142-12-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-02 17:10:59
Reporting Period:
2012-02-01
Filing Date:
2012-02-02
Accepted Time:
2012-02-02 17:10:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Motors & Generators (3621) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1111599 W Paul Jones A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-01 76,200 $25.84 205,475 No 4 M Direct
Common Stock Acquisiton 2012-02-01 54,131 $23.76 259,606 No 4 M Direct
Common Stock Disposition 2012-02-01 200 $42.69 259,406 No 4 S Direct
Common Stock Disposition 2012-02-01 100 $42.70 259,306 No 4 S Direct
Common Stock Disposition 2012-02-01 100 $42.72 259,206 No 4 S Direct
Common Stock Disposition 2012-02-01 100 $42.72 259,106 No 4 S Direct
Common Stock Disposition 2012-02-01 100 $42.73 259,006 No 4 S Direct
Common Stock Disposition 2012-02-01 100 $42.75 258,906 No 4 S Direct
Common Stock Disposition 2012-02-01 100 $42.76 258,806 No 4 S Direct
Common Stock Disposition 2012-02-01 100 $42.77 258,706 No 4 S Direct
Common Stock Disposition 2012-02-01 100 $42.84 258,606 No 4 S Direct
Common Stock Disposition 2012-02-01 100 $42.85 258,506 No 4 S Direct
Common Stock Disposition 2012-02-01 100 $42.86 258,406 No 4 S Direct
Common Stock Disposition 2012-02-01 100 $42.94 258,306 No 4 S Direct
Common Stock Disposition 2012-02-01 400 $42.95 257,906 No 4 S Direct
Common Stock Disposition 2012-02-01 100 $42.96 257,806 No 4 S Direct
Common Stock Disposition 2012-02-01 400 $42.96 257,406 No 4 S Direct
Common Stock Disposition 2012-02-01 301 $42.97 257,105 No 4 S Direct
Common Stock Disposition 2012-02-01 1,000 $42.98 256,105 No 4 S Direct
Common Stock Disposition 2012-02-01 2,800 $42.99 253,305 No 4 S Direct
Common Stock Disposition 2012-02-01 700 $43.02 252,605 No 4 S Direct
Common Stock Disposition 2012-02-01 200 $43.04 252,405 No 4 S Direct
Common Stock Disposition 2012-02-01 1,300 $43.07 251,105 No 4 S Direct
Common Stock Disposition 2012-02-01 300 $43.09 250,805 No 4 S Direct
Common Stock Disposition 2012-02-01 900 $43.11 249,905 No 4 S Direct
Common Stock Disposition 2012-02-01 200 $43.15 249,705 No 4 S Direct
Common Stock Disposition 2012-02-01 100 $43.16 249,605 No 4 S Direct
Common Stock Disposition 2012-02-01 100 $43.17 249,505 No 4 S Direct
Common Stock Disposition 2012-02-01 100 $43.19 249,405 No 4 S Direct
Common Stock Disposition 2012-02-01 900 $43.21 248,505 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2012-02-01 76,200 $0.00 76,200 $25.84
Common Stock Employee Stock Options (Right to Buy) Disposition 2012-02-01 54,131 $0.00 54,131 $23.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
448,650 2008-02-09 2017-02-09 No 4 M Direct
394,519 2009-02-11 2018-02-11 No 4 M Direct
Footnotes
  1. The employee stock options were granted on 02/09/2007 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
  2. The employee stock options were granted on 02/11/2008 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.