Filing Details
- Accession Number:
- 0000009984-12-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-02 15:54:07
- Reporting Period:
- 2012-02-01
- Filing Date:
- 2012-02-02
- Accepted Time:
- 2012-02-02 15:54:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1307654 | Patrick Dempsey | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Vp-Bgi; Pres., Lms | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-01 | 12,158 | $12.62 | 143,892 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-02-01 | 2,842 | $11.45 | 146,734 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-01 | 15,000 | $26.00 | 131,734 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option-Right to Buy | Disposition | 2012-02-01 | 12,158 | $0.00 | 12,158 | $12.62 |
Common Stock | Stock Option-Right to Buy | Disposition | 2012-02-01 | 2,842 | $0.00 | 2,842 | $11.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-02-16 | No | 4 | M | Direct | |
0 | 2015-02-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,063 | Indirect | By Company's 401(k) Plan |
Footnotes
- Transaction is made in accordance with a 10b5-1 Plan.
- Includes balances of 1016 granted 10/5/07, 7126 granted 2/10/09, 21800 granted 2/10/09, 11854 granted 2/8/10 and 5900 granted 2/9/11, and 5900 Performance Share Awards granted 2/9/11 that are subject to forfeiture if certain events occur.
- The option vested in three equal installments on August 16, 2006, 2007 and 2008.
- The option vests in three equal installments on August 10, 2010, 2011 and 2012.
- 1 for 1.